Frequently Asked Questions

Answering common questions

Many investors have similar questions. We've compiled a list of common questions we receive and answers are listed below. If you have a question and don't see it below, feel free to send us an email.

FAQs

What Types of Accounts Do You Offer?


We offer standard brokerage accounts and retirement accounts for individuals, small businesses and large companies. Retirement accounts include IRAs, ROTH IRAs, SEP and SIMPLE IRAs as well as 401k plans. Standard accounts include individual, joint and trusts. We manage client accounts at our custodian partners, TD Ameritrade and Interactive Brokers.




What is the difference between a Standard and PRO account?


A PRO account is an actively managed portfolio of stocks, index funds and options. A Standard account is a custom-built account for a specific goal, risk tolerance and time horizon.




Are there minimums?


Yes, there are minimum investment amounts for PRO accounts but there are no minimums for a Standard account. Stock PRO: $100,000 minimum investment Index PRO: $50,000 minimum investment Options PRO: $50,000 minimum investment




What are subscriptions?


Trading subscriptions give investors access to our trading rooms and alert service. We post market updates, charts and individual stock news in our trading rooms to keep our subscribers up-to-date as well as trade alerts. When we place a trade in one of our PRO accounts, subscribers are updated and can follow the trades. Clients automatically get access to the trading subscription they are invested in.




What kind of trading do you do?


There are many different types of trading strategies when it comes to being active in the stock market. We are not day traders. Our trading philosophy is to take a position in a stock when it shows market leadership and when it has upward momentum. You could say this is "positional" trading but our strategies are unique and are based on proprietary research and indicators.




Do you have advisors near me?


We are always looking to add financial advisors to our firm. Contact us to find out if an advisor is near you.




How do I set up an appointment?


Click the "About" link above and then "Make an Appointment." Choose which type of account you're interested in and select the day and time from the calendar. Our appointments can be in-person, over zoom or by phone and they are always free.