The Stock Pro Portfolio Series, encompassing Stock Pro, Stock Pro+, Stock Pro Max, and Stock Pro Max+, and Stock Pro Elite offers a spectrum of machine learning-driven investment strategies designed to cater to diverse investor profiles and objectives. Each portfolio utilizes advanced analytics and predictive models to inform its stock selection and asset allocation processes, aiming to optimize returns and manage risk effectively.
Stock Pro (Original)
Objective: Stock Pro aims to leverage predictive analytics to capitalize on market trends and momentum, identifying opportunities for growth and optimizing portfolio returns.
Strategy: By employing advanced machine learning models, Stock Pro analyzes vast datasets to forecast stock movements, prioritizing selections with high-confidence buy signals. This technology-driven approach allows for dynamic portfolio management, adapting to changing market conditions to maximize performance.
Risk Tolerance: Medium. This portfolio is designed for investors who are interested in blending innovative machine learning insights with traditional investment strategies. It seeks to offer a balanced approach, navigating between risk and potential returns.
Asset Allocation: Focused exclusively on equities, the portfolio's composition is fluid, with adjustments made in real-time based on predictive model outputs. This dynamic strategy ensures that the portfolio remains aligned with current market opportunities.
Investor Suitability: Ideal for investors with a medium-term investment horizon who are keen to incorporate cutting-edge technology into their investment strategy. Stock Pro is particularly suited to those looking to enhance portfolio performance through the application of machine learning predictions and data-driven decision-making.
Stock Pro+
Objective: Stock Pro+ sets its sights on surpassing traditional investment returns by harnessing an advanced machine learning framework, coupled with sophisticated optimization techniques, to refine investment strategies for heightened accuracy and performance.
Strategy: This portfolio employs a refined machine learning model that undergoes extensive data preprocessing and feature engineering. This process enhances the model's ability to dissect and interpret complex market data, leading to more accurate predictions and, consequently, more strategic investment decisions.
Risk Tolerance: Medium to high. Stock Pro+ is engineered for investors who are well-acquainted with the nuances and risks associated with algorithmic trading. It appeals to those prepared to navigate the higher volatility in pursuit of superior returns.
Asset Allocation: The focus is squarely on equities, adopting a bold approach to stock selection and portfolio rebalancing. This strategy aims to aggressively capitalize on market inefficiencies uncovered by the portfolio's advanced analytics.
Investor Suitability: Designed for the technologically adept investor, Stock Pro+ is a match for those in search of an aggressive growth strategy. It caters to individuals keen on leveraging state-of-the-art analytics to drive their investment decisions forward.
Stock Pro Max
Objective: Aim for maximum performance by capitalizing on the growth characteristics of a tech-heavy and innovation-driven market segment, utilizing advanced machine learning techniques for stock selection and portfolio optimization.
Strategy: Utilizes a comprehensive machine learning approach to analyze stocks from a growth-oriented market segment, pinpointing promising buy signals. Employs Efficient Frontier optimization to strategically allocate assets, maximizing risk-adjusted returns.
Risk Tolerance: Medium to high, recognizing the inherent volatility and potential for significant growth within a tech-centric and innovation-focused market segment.
Asset Allocation: 100% in equities, specifically selected from a segment known for its focus on technology and innovation, to tap into growth opportunities.
Investor Suitability: Ideally suited for investors seeking growth through exposure to a sector rich in technology and innovation, with investment decisions bolstered by advanced analytics.
Investor Suitability: Best suited for investors looking for growth by investing in a tech-heavy index, utilizing advanced analytics to inform investment decisions.
Stock Pro Max+
Objective: Maximize the potential of a growth-focused and innovation-rich market segment by utilizing leading-edge machine learning and optimization techniques to unlock exceptional return opportunities.
Strategy: Employs advanced predictive analytics and machine learning to select and allocate investments within a select group of growth-oriented equities, striving for maximal growth while strategically managing risk through diversification.
Risk Tolerance: High, aimed at investors who pursue aggressive growth and are comfortable with the elevated risk profile associated with a sector concentrated on technology and innovation.
Asset Allocation: Concentrates exclusively on equities from a market segment renowned for its significant upside potential and innovation-driven growth, prioritizing companies at the forefront of technological advancements.
Investor Suitability: Perfect for seasoned investors with a focus on technology and growth sectors, who are keen to leverage sophisticated machine learning insights and optimization algorithms for superior investment outcomes.
Stock Pro Elite
Objective: Stock Pro Elite is engineered to maximize investment returns by leveraging advanced reinforcement learning techniques. It targets dynamic portfolio optimization, focusing on identifying high-potential investment opportunities and adapting to market changes in real time.
Strategy: Utilizing a sophisticated algorithm, Stock Pro Elite continuously analyzes market data to make informed decisions. This AI-driven strategy allows for precise adjustments in portfolio composition, aiming to enhance the Sharpe ratio by optimizing the balance between expected returns and portfolio volatility.
Risk Tolerance: High. The portfolio is tailored for investors who are comfortable with significant market fluctuations and are in pursuit of aggressive growth. It is designed to navigate the complexities and volatilities inherent in high-growth sectors.
Asset Allocation:The portfolio is focused on dynamic asset allocation, adjusting holdings based on algorithmic forecasts and real-time market trends. It encompasses a wide array of sectors, emphasizing innovation and growth potential in its selections.
Investor Suitability: Stock Pro Elite is best suited for sophisticated investors looking to capitalize on advanced AI and machine learning techniques for investment decisions. It appeals to those seeking an aggressive growth strategy, backed by the latest in technology and data analysis.
Summary
The Stock Pro Portfolio Series merges advanced machine learning with strategic market insights to offer a range of investment opportunities tailored to various risk profiles and goals. It represents a modern approach to investing, where technology enhances traditional strategies to optimize returns and manage risk. This series caters to both tech-savvy and traditional investors seeking to navigate the complexities of the market with data-driven confidence.
Disclaimer: Investment in securities involves risks, including the risk of loss. The performance of the Stock Pro Portfolio Series is not guaranteed. Investors should consider their financial situation, investment objectives, and risk tolerance before investing. The information provided does not constitute financial advice and is for informational purposes only.
Trade Alerts Terms Of Service Agreement
Please Read Agreement Carefully: This Agreement governs the use of the Trade Alerts service that is available by Brockman Capital Management, LLC ((the “Company,” “we,” or “us”) through its website at https://www.brockmancapital.com (the “Website”). This Agreement represents the whole agreement and understanding between us and you, the person that accesses or uses the information.
Scope of Service: Trade Alerts is an educational service offered by Brockman Capital Management, LLC that includes text or email notifications of trades placed in our proprietary and trademarked strategies: Stock PRO, Options PRO, Index PRO, Day Trade, Mashups and Moonshots. Trade Alerts include buy/sell prices and quantities on individual securities, options strategies and index funds as well as market commentary and insight into market moving events. Advisor is a fiduciary, which means the investment advisor has an overarching duty to act in clients’ best interests, as well as the affirmative duties of care and loyalty.
For Educational and Informational Purposes Only: Trade Alerts are for educational and informational purposes only and are solely to be used as a resource to help educate and inform you of your own investment decisions. Accordingly, you should not rely on our Trade Alerts in making any investment decision.
Not Legal or Financial Advice: Brockman Capital Management, LLC is a registered financial advisor and offers a wide range of services. However, Trade Alerts does not constitute financial advice. You acknowledge and agree that the information sent to you via Trade Alerts is not intended to be a substitute for the legal, accounting, financial investing or other professional advice that can be provided by your own professional advisors.
Personal Responsibility: You acknowledge that you are voluntarily using Trade Alerts and that you are solely and personally responsible for 100% of your own decisions, trades and investments now and in the future. You accept full responsibility for the consequences of your use, or non-use, of any Trade Alerts you receive and you agree to use your own judgment and due diligence in connection with your use of any information sent to you.
No Guarantees: You acknowledge and agree that Trade Alerts does not offer any promises or guarantees of success or profitability now or in the future.
Options Trading: The risk of loss in trading options and other securities can be substantial. Consider all relevant risk factors, including your own personal financial situation, before engaging in any options trading. The possibility exists that you could sustain a substantial loss which could total more than your initial investment in a short period of time. Options are widely considered a volatile investment class, and are priced according to complex factors involving (among other factors) price, the volatility of the underlying asset, time until expiration, and interest rates. By their nature, therefore, options involve a high degree of financial risk and are not suitable for every investor. Please read the Characteristics and Risks of Standardized Options available here: https://www.theocc.com/Company-Information/Documents-and-Archives/Options-Disclosure-Document
Taxes: The trading of stocks and options can impose tax burdens and tax filing obligations on participants. Such considerations are complex and highly personal. You are urged to consult with your tax advisors with respect to your tax situation and the effect of engaging in regular trading.
No Assurance of Investment Return: The Company cannot provide assurance that you will be able to choose, make and realize trades in options in any particular company or portfolio of companies. There is no assurance that you will be able to generate returns or that the returns will be commensurate with the risks of investing in options generally, or that you will receive a return of its capital. Neither the Company nor any Company Person has made any representations as to the health, physical, mental, emotional, spiritual or health benefits, future income, expenses, sales volume or potential profitability or loss of any kind that may be derived as a result of your accessing Trade Alerts. The Company cannot and does not guarantee that you will attain a particular result, positive or negative, financial or otherwise, through your access of or use of the Information (including, without any limitation, any Information provided by the Company)..
Arbitration: This Agreement requires the use of arbitration, rather than a trial by jury or a bench trial, to resolve disputes arising under or in connection with this Agreement, the Information and the Website. This may limit the remedies available to you in the event of a dispute. You fully understand and agree that by accessing or using the Information and the Website (including, without limitation, by enrolling in, purchasing and/or using any of the Information) that you are thereby voluntarily waiving certain legal rights.
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Execution of Brokerage Transactions. The Company will not execute any brokerage transactions on behalf of clients for the Trade Alerts service.
Other Fees: Advisor does not receive any commissions from or on behalf of client or AUM/Advisory fees. Termination: This Agreement will continue in effect until terminated by either party with 14 days written notice. Email notice will suffice.
Adviser Compensation: Adviser’s annual fee for portfolio management services provided under this Agreement is in accordance with the fee schedule annexed hereto and made a part hereof as Exhibit A. Client pays Advisor directly through the Advisor’s website. The Advisor DOES NOT have custody or deduct fees from client accounts.
Proxies. Client shall be responsible for: (1) directing the manner in which proxies solicited by issuers of securities beneficially owned by Client shall be voted, and (2) making all elections relative to any mergers, acquisitions, tender offers, bankruptcy proceedings or other type events pertaining to the Assets. Advisor does not vote proxies on behalf of clients.
Applicable Law: To the extent not inconsistent with applicable law, this Agreement shall be governed by and construed in accordance with the laws of the State of USA - Washington State. For clients residing in Washington, this contract shall not waive or limit compliance with, or require indemnification for any violations of, any provision of the Securities Act of Washington, chapter 21.20 RCW.
You are not permitted to share, sell, reprint or republish any other of our Information, including texts or emails for resale or mass reproduction purposes for your own business use.
Property Rights
The Company’s Trade Alerts and the Website are the property of the Company and are protected by copyright, trademark, and other intellectual property laws. The content distributed by Brockman Capital Management, LLC is solely owned by or licensed to us, unless otherwise indicated. This content includes, but is not limited to, the design, layout, look, appearance, graphics of the Information or Website or any other material or aspects of materials provided by us to you. Stock Pro is a registered trademark of Brockman Capital Management, LLC. Any reproduction is prohibited.
Refund Policy
Your satisfaction with Trade Alerts is important to us. If you are not satisfied with the trading package you purchased, a full refund will be issued, if notice is given within 14 days of purchase. No other refunds or warranties are offered.
Dispute Resolution: We hope to resolve any differences amicably. However, should we be unable to seek resolution within a reasonable time, you agree now that the only method of legal dispute resolution that will be used is binding arbitration before a single arbitrator, selected jointly, in accordance with the American Arbitration Association Rules. Prior to seeking arbitration, you must send an e-mail to us and include all of your reasons for dissatisfaction with your Trade Alerts plan. You also agree that should arbitration take place, it will be held in Bellingham, Washington and the prevailing party shall be entitled to all reasonable attorneys’ fees and all costs necessary to enforce the decision of the arbitrator. You further understand and agree now that the only remedy that can be awarded to you through arbitration is full refund of your Payment made to date. No other actions or financial awards of consequential damages, or any other type of damages, may be granted to you. We both agree now that the decision of the arbitrator is final and binding, and may be entered as a judgment into any court having the appropriate jurisdiction.
Cost: $97 / month
If you have any questions, please contact us at tradealerts@brockmancapital.com. Thank you.
Stock Pro
2219 Rimland Dr #301
Bellingham, WA 98226
(360) 778-2340
Preferred method of contact is by email.
Brockman Capital Management, LLC has adopted this privacy policy with recognition that protecting
the privacy and security of the personal information we obtain about our customers is an important
responsibility. We also know that you expect us to service you in an accurate and efficient manner. To
do so, we must collect and maintain certain personal information about you. We want you to know what
information we collect and how we use and safeguard that information.
Information We Collect: We collect certain nonpublic information about you ("Customer Information").
The essential purpose for collecting Customer Information is to allow us to provide advisory services to
you.
Customer Information we collect may include:
• Information that you provide on applications or other forms. This Customer Information may
include personal and household information such as income, spending habits, investment
objectives, financial goals, statements of account, and other records concerning your financial
condition and assets, together with information concerning employee benefits and retirement
plan interests, wills, trusts, mortgages and tax returns.
• Identifying information such as your name, age, address, social security number, etc.
• Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or
other chosen investment sponsors).
• Information we receive from consumer reporting agencies (e.g., credit bureaus), as well as
other various materials we may use to provide an appropriate recommendation or to fill a
service request.
Security of Your Information: We restrict access to your nonpublic personal information to those
employees who need to know that information to service your account. We maintain physical,
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your nonpublic personal information.
Information We Disclose: We do not disclose the nonpublic personal information we collect about our
customers to anyone except: (i) in furtherance of our business relationship with them and then only to
those persons necessary to effect the transactions and provide the authorized services (such as
broker-dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with
industry standards (e.g., professional licensing authorities, consultants, etc.); (iii) our attorneys,
accountants, and auditors; or (iv) as otherwise provided by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental
agencies and other third parties in certain circumstances (such as third parties that perform
administrative or marketing services on our behalf or for joint marketing programs). These third parties
are prohibited to use or share the information for any other purpose.
Former Clients: If you decide to close your account(s) or become an inactive customer, we will adhere
to our privacy policies, which may be amended from time to time.
Changes to Our Privacy Policy: In the event there were to be a material change to our privacy policy
regarding how we use your confidential information, we will provide written notice to you. Where
applicable, you would be given an opportunity to limit or opt-out of such disclosure arrangements.
Questions: If you have questions about this privacy notice or about the privacy of your customer
information call our main number 360-778-2340.